Independence
Independence means freedom! Freedom from selling proprietary products; freedom from sales quotas and freedom to build you own practice on your own terms.
Many financial professionals today are leaving large wire houses, with low payouts, proprietary product targets, stress, rigidity and instability and are going independent to take charge of their careers and their future. WallStreet*E Financial Services provides Registered Representatives and Investment Advisors with the products, services, technology, backoffice and operational support, guidance and compliance to become independent.
The Independent Life
Being independent means building your own practice at your pace and on your own terms. Independence is the ability to schedule your time to meet clients, build and manage assets while setting more time aside for your personal life. Does that sound like a good fit for you? Then we’d love to hear from you.
The Road to Independence
The road to independence requires careful thought and consideration. You can rest assured that our team will provide you with a bridge to freedom, along with the necessary resources, support and flexibility for managing your independent business. Our success as a broker dealer and registered investment advisor depends on your success as our client.
WSE Institutional offers a wide variety of resources including, but not limited to:
- transition coordination
- technical support staff
- back-office support
- state of the art technology
- regulations, compliance and much more
Is Independence Right for You?
Are you a registered representative, RIA, or producing broker who is a leader? Do you consider yourself an entrepreneur? Do you have the discipline and drive to be as successful as possible? If you answered “yes” to any or all of these questions, then you should strongly consider the independent route. WSE Institutional is dedicated to the continued growth and success of your independent business, and we have the broker dealer support services and technology to prove our commitment to you.
The trust and confidence of your clients who appreciate your expertise as an investment professional is your most valuable asset. WSE Institutional complements your existing client base with a powerful combination of back office support and turnkey technology. By combining our assets, we create a remarkable formula for independence that guarantees success!
Freedom & Flexibility
WSE Institutional offers a combination of flexibility and freedom to our Independent Registered Representatives or RIA’s. As a result, the following options are available:
- independently establish, manage and administer your own business
- work with retail clients of your choice
- identify factors that best suit your clients’ needs
- establish equity within your own firm
- own your client base and the right to sell it at will
- recruit high-quality investment professionals who will continually increase your business
Additional Bonuses:
- no incentive pressures
- no quotas
- no market or geographical restrictions
- no selling of proprietary products
WSE Institutional will always provide you with:
- assured financial strength and commitment from our association with WallStreet*E Financial Services, Inc., an internationally renowned, independent broker dealer
- experienced support from WSE Institutional and Wallstreet*E associates
We recognize the importance of clients and are fully aware of the added value you need to put you one step ahead and to maintain satisfaction among your client base. Your success is our success! It’s as simple as that.
