Technology & Products

Technology
We have incorporated our belief in automation and efficiency into our BrokerWebstation proprietary technology platform. This flexible technology allows you to monitor , administer and manage your client accounts efficiently and productively. Its ease of use provides you and your clients with convenient online access to account information 24/7. Our platform allows you to efficiently manage client’s accounts for asset allocation, account balances, new accounts, fund transfers and much more. Think of our platform as your administrative assistant. Please call us to set up a WebDemo of our platform and see how you can leverage our technology to help you build your independent practice.

Products

Our BrokerWebstation platform supports online order entry of equities, ETFs, options, mutual funds, and fixed income products with automated features for basket order entry, triggered orders and listing assets below the line. Additionally, we have insurance services available for Variable and Fixed Annuity products. Clients may apply for Valet Accounts with access to cash and money market funds via Visa debit card and check writing.

Compliance:

We also provide an entire website dedicated to compliance including firm, branch and non-branch procedures, required compliance forms and training.

Transition Support

Our transition team will assist you in the transfer of your business every step of the way. From registration of your licenses to opening accounts and transferring accounts. We know that making a transition is an important business decision. Our goal is to assure you that your transition process is as smooth and seamless as possible with the least interruption to your business.