Independent Broker Dealer
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Introduction

mp_wallstreet_signWallStreet*E Financial Services is an independent broker dealer that provides registered representatives from Wire Houses, Retail houses and independent reps in the industry with a one-stop-shop for products and services to support a successful independent model. WallStreet*E Financial Services offers first class backoffice support, technology, compliance, consulting and the perfect human touch to support your current business model and provide scalable solutions for growth. Our broker dealer supports all of your investment needs with our wide array of products including equities, options, mutual funds, fixed income, insurance products and private placements. Services offered through WallStreet*E includes access to third party money managers, private client services group, access to third party institutional research, all in one technology solution, private labeling and marketing support to name a few. Additionally, WallStreet*E Financial Services provides compliance to support your business to ensure your clean status in the industry.

Scalable Solutions

Whether you are looking to manage an individual operation or branch office managing several reps WallStreet*E provides the tools, flexibility, infrastructure and compliance to expand your business to heart’s desire. We provide scalable solutions for:

  • D.B.A. – You can operate as a DBA (Doing Business As) operating as a branch or non-branch. This enhances your visibility to your clients in your marketing efforts and allows you to build your business with your name.
  • Branch Office scalability – You can operate as a branch office with multiple registered and non-registered personnel. We have scalable open architecture technology platforms in place to support your current branch office structure as it expands.
  • Private Labeling scalability – Our proprietary technology can be private labeled with your DBA name. This allows you to market your business through the web and gives your website more credibility with a seamless log in from your public page to your client’s account.